S-1MEF: A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-1
Published on May 13, 2024
As filed with the Securities and Exchange Commission on May 13, 2024
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
UNDER THE
SECURITIES ACT OF 1933
SCORPIUS HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
Delaware | 2834 | 26-2844103 | ||
(State or other jurisdiction of | (Primary Standard Industrial | (IRS Employer | ||
incorporation or organization) | Classification Code Number) | Identification No.) | ||
627 Davis Drive, Suite 300 Morrisville, North Carolina 27560 (919) 240-7133 |
||||
(Address, including zip code and telephone number, including area code, of registrant’s principal executive offices)
Jeffrey Wolf
Chief Executive Officer
627 Davis Drive, Suite 300
Morrisville, North Carolina 27560
(919) 240-7133
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Leslie Marlow, Esq. Hank Gracin, Esq. Melissa Palat Murawsky, Esq Blank Rome LLP 1271 Avenue of the Americas New York, New York 10020 (212) 885-5000 |
Ron Ben-Bassat, Esq. Angela Gomes, Esq. Sullivan & Worcester LLP 1251 Avenue of the Americas New York, New York 10020 (212) 660-5003 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after this registration statement is declared effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ (File No. 333-279092)
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer”, “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☒ | Smaller reporting company | ☒ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act of 1933, as amended.
EXPLANATORY NOTE AND INCORPORATION BY REFERENCE
This Registration Statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended, with respect to the registration on a firm commitment basis of $1,380,000 shares of common stock issuable upon the exercise of warrants to purchase shares of common stock which may purchased by the representative of the underwriters in connection with the exercise of its over-allotment option The contents of the earlier registration statement on Form S-1 (File No. 333-279092) initially filed by the Registrant with the Securities and Exchange Commission (the “Commission”) on May 3, 2024, as amended by Pre-Effective Amendment No. 1 filed with the Commission on May 13, 2024 (the “Prior Registration Statement”), which was declared effective by the Commission on May 13, 2024 at 5:30 p.m., and all exhibits thereto are incorporated in this Registration Statement by reference.
This Registration Statement is being filed solely to increase the amount of securities offered pursuant to the Prior Registration Statement. The additional securities that are being registered for sale pursuant to this Registration Statement are in an amount and at a price that together represents no more than 20% of the maximum aggregate offering price set forth in Exhibit 107 to the Prior Registration Statement.
The required opinion and consents are listed on an Exhibit Index attached hereto and filed herewith.
EXHIBIT INDEX
Incorporated by Reference | ||||||||||||
Exhibit | Description |
Filed Herewith |
Form |
Period Ending/Date of Report |
Exhibit |
Filing Date |
||||||
5.1 | Opinion of Blank Rome LLP | X | ||||||||||
23.1 | Consent of Independent Registered Public Accounting Firm, BDO USA, P.C. | X | ||||||||||
23.2 | Consent of Blank Rome LLP (contained in Exhibit 5.1) | X | ||||||||||
24.1 | Power of Attorney (included on the signature page to the Registration Statement on Form S-1 of the Registrant (File No. 333-279092) and incorporated herein by reference) | S-1 | 05/03/2024 | |||||||||
107 | Filing Fee Table | X |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Morrisville, State of North Carolina, on May 13, 2024.
SCORPIUS HOLDINGS, INC.
|
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By: |
/s/ Jeffrey Wolf |
|
Jeffery Wolf | ||
Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement on Form S-1 has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date |
||
/s/ Jeffrey Wolf |
Chief Executive Officer, President and Chairman of the Board |
May 13, 2024 | ||
Jeffrey Wolf | (Principal Executive Officer) | |||
/s/ William I. Ostrander |
Chief Financial Officer and Secretary(Principal | May 13, 2024 | ||
William I. Ostrander | Financial Officer and Principal Accounting Officer) | |||
* |
Director | May 13, 2024 | ||
John Monahan, Ph. D | ||||
* |
Director | May 13, 2024 | ||
John K.A. Prendergast, Ph.D. | ||||
* |
Director | May 13, 2024 | ||
Edward B. Smith IIII | ||||
*By: |
/s/ Jeffrey Wolf |
|
Jeffrey Wolf, | ||
Attorney-in-fact |
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